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Investor Charter
Investor Charter for Portfolio Managers (PDF)
Investor Charter for Investment Advisers (PDF)
Investor Charter Compliants PMS (PDF)
Investor Compliants Email id: list.ig-cell-portfolio-management@credit-suisse.com
Information on Mutual Funds
Mutual Fund Disclosure (PDF)
Details of the Investment Adviser
| Name: | Credit Suisse Securities (India) Limited |
| Type of Registration | Non Individual Investment Adviser |
| Registered and Correspondence Address: | Ceejay House, 9th Floor, Plot F, Shivsagar Estate, Dr. Annie Besant Road, Worli, Mumbai – 400018 |
| Telephone: | +91 22 6777 3777 |
| Fax: | +91 22 6777 3866 |
| Website: | www.credit-suisse.com |
| SEBI Registration Details | |
| SEBI Registration Number: | Investment Adviser: INA000014401 |
| Name of Principal Officer: | Puneet Matta |
| Telephone: | +91 22 6777 3853 |
| Email: | puneet.matta@ubs.com |
| Complaints Escalations Email: | list.indiapbcompliance@credit-suisse.com |
| Corresponding SEBI Address: | SEBI Bhavan, BKC Plot No: C4-A, “G” Block, Bandra Kurla Complex, Bandra – East, Mumbai - 400051 |
Filing Complaints on SCORES – Easy & Quick
- Register on SCORES portal:
- Mandatory details for filing complaints on SCORES:
a) Name, PAN, Address, Mobile Number, E-mail ID - Benefits:
a) Effective Communication.
b) Speedy redressal of grievances. - Smart ODR Portal for Investors Login: SmartODR
Risk Factors and Other Disclosures
File: Risk Factors and Other Disclosures (PDF)
Details Regulatory Licenses
Credit Suisse Securities (India) Private Limited has the following regulatory licenses:
- Stockbroker: SEBI Registration Number (NSE & BSE) - INZ000248233;
- Portfolio Manager: SEBI Registration Number - INP000002478;
- Investment Adviser: SEBI Registration Number - INA00014401;
- Mutual Fund Distributer: AMFI Registration Number – ARN-53956.
AMFI-registered Mutual Fund Distributor
- AMFI Registration Number (ARN): ARN-53956
- Date of initial Registration: 19-Oct-2007
- Current Validity of ARN till: 18-Oct-2027
Investor Charter Complaints
Status of Investor Complaints
Credit Suisse Securities (India) Private Limited
As prescribed under SEBI Circular No. SEBI/HO/IMD/DF1/CIR/P/2019/169 dated December 27, 2019 under SEBI (Investment Advisers) Regulations, 2013
Number of Complaints for 2024
| Month | At the beginning of the month |
Received during the month |
Resolved during the month |
Pending at the end of the month |
Reasons for pendency |
| January | 0 | 0 | 0 | 0 | 0 |
| February | 0 | 0 | 0 | 0 | 0 |
| March | 0 | 0 | 0 | 0 | 0 |
| April | 0 | 0 | 0 | 0 | 0 |
| May | 0 | 0 | 0 | 0 | 0 |
| June | 0 | 0 | 0 | 0 | 0 |
| July | 0 | 0 | 0 | 0 | 0 |
| August | 0 | 0 | 0 | 0 | 0 |
| September | 0 | 0 | 0 | 0 | 0 |
| October | 0 | 0 | 0 | 0 | 0 |
Disclaimer
Please note:
- Registration granted by SEBI, membership of BASL (in case of IAs) and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.
- Investment in securities market is subject to market risks. Read all the related documents carefully before investing.
Number of Complaints for 2023
| Month | At the beginning of the month |
Received during the month |
Resolved during the month |
Pending at the end of the month |
Reasons for pendency |
| January | 0 | 0 | 0 | 0 | 0 |
| February | 0 | 0 | 0 | 0 | 0 |
| March | 0 | 0 | 0 | 0 | 0 |
| April | 0 | 0 | 0 | 0 | 0 |
| May | 0 | 0 | 0 | 0 | 0 |
| June | 0 | 0 | 0 | 0 | 0 |
| July | 0 | 0 | 0 | 0 | 0 |
| August | 0 | 0 | 0 | 0 | 0 |
| September | 0 | 0 | 0 | 0 | 0 |
| October | 0 | 0 | 0 | 0 | 0 |
| November | 0 | 0 | 0 | 0 | 0 |
| December | 0 | 0 | 0 | 0 | 0 |
Disclaimer
Please note:
- Registration granted by SEBI, membership of BASL (in case of IAs) and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.
- Investment in securities market is subject to market risks. Read all the related documents carefully before investing.
Number of Complaints for 2022
| Month | At the beginning of the month |
Received during the month |
Resolved during the month |
Pending at the end of the month |
Reasons for pendency |
| January | 0 | 0 | 0 | 0 | 0 |
| February | 0 | 0 | 0 | 0 | 0 |
| March | 0 | 0 | 0 | 0 | 0 |
| April | 0 | 0 | 0 | 0 | 0 |
| May | 0 | 0 | 0 | 0 | 0 |
| June | 0 | 0 | 0 | 0 | 0 |
| July | 0 | 0 | 0 | 0 | 0 |
| August | 0 | 0 | 0 | 0 | 0 |
| September | 0 | 0 | 0 | 0 | 0 |
| October | 0 | 0 | 0 | 0 | 0 |
| November | 0 | 0 | 0 | 0 | 0 |
| December | 0 | 0 | 0 | 0 | 0 |
Number of Complaints for 2021
| Month | At the beginning of the month |
Received during the month |
Resolved during the month |
Pending at the end of the month |
Reasons for pendency |
| January | 0 | 0 | 0 | 0 | 0 |
| Februrary | 0 | 0 | 0 | 0 | 0 |
| March | 0 | 0 | 0 | 0 | 0 |
| April | 0 | 0 | 0 | 0 | 0 |
| May | 0 | 0 | 0 | 0 | 0 |
| June | 0 | 0 | 0 | 0 | 0 |
| July | 0 | 0 | 0 | 0 | 0 |
| August | 0 | 0 | 0 | 0 | 0 |
| September | 0 | 0 | 0 | 0 | 0 |
| October | 0 | 0 | 0 | 0 | 0 |
| Novermber | 0 | 0 | 0 | 0 | 0 |
| December | 0 | 0 | 0 | 0 | 0 |
Number of Complaints for 2020
| Month | At the beginning of the month |
Received during the month |
Resolved during the month |
Pending at the end of the month |
Reasons for pendency |
| January | 0 | 0 | 0 | 0 | 0 |
| Februrary | 0 | 0 | 0 | 0 | 0 |
| March | 0 | 0 | 0 | 0 | 0 |
| April | 0 | 0 | 0 | 0 | 0 |
| May | 0 | 0 | 0 | 0 | 0 |
| June | 0 | 0 | 0 | 0 | 0 |
| July | 0 | 0 | 0 | 0 | 0 |
| August | 0 | 0 | 0 | 0 | 0 |
| September | 0 | 0 | 0 | 0 | 0 |
| October | 0 | 0 | 0 | 0 | 0 |
| November | 0 | 0 | 0 | 0 | 0 |
| December | 0 | 0 | 0 | 0 | 0 |
Number of Complaints for 2019
| Month | At the beginning of the month |
Received during the month |
Resolved during the month |
Pending at the end of the month |
Reasons for pendency |
| December | 0 | 0 | 0 | 0 | 0 |